Filing Details
- Accession Number:
- 0001225208-14-025801
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-23 17:58:02
- Reporting Period:
- 2014-12-22
- Filing Date:
- 2014-12-23
- Accepted Time:
- 2014-12-23 17:58:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1490281 | Groupon Inc. | GRPN | Services-Advertising Agencies (7311) | 270903295 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1557559 | Brian Stevens | C/O Groupon, Inc. 600 West Chicago Avenue Chicago IL 60654 | Chief Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2014-12-22 | 9,406 | $7.95 | 7,394 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Restricted Stock Units | $0.00 | 2015-06-01 | 12,000 | 12,000 | Direct | |
| Class A Common Stock | Restricted Stock Units | $0.00 | 2013-09-10 | 122,951 | 122,951 | Direct | |
| Class A Common Stock | Restricted Stock Units | $0.00 | 2016-12-31 | 40,000 | 40,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 12,000 | 12,000 | Direct | |
| 122,951 | 122,951 | Direct | |
| 40,000 | 40,000 | Direct |
Footnotes
- The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the sale price per share for each transaction on December 22, 2014.
- Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
- One hundred percent (100%) of the restricted stock units reported on this line will vest on June 1, 2015, subject to Mr. Stevens' continued employment with the Company through each vesting date.
- Twenty-five percent (25%) of the restricted stock units reported on this line vested on September 10, 2013 and the remainder of the restricted stock units vest quarterly in 12 equal installments, beginning on December 10, 2013, subject to Mr. Stevens' continued employment with the Company through each vesting date.
- The restricted stock units reported on this line will vest quarterly in 5 equal installments, beginning on December 31, 2016, subject to Mr. Stevens' continued employment with the Company through each vesting date.
Billionaire Hedge Funds
