Filing Details
- Accession Number:
- 0001209191-11-004476
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-21 18:19:53
- Reporting Period:
- 2011-01-19
- Filing Date:
- 2011-01-21
- Accepted Time:
- 2011-01-21 18:19:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1444363 | Gain Capital Holdings Inc. | GCAP | Commodity Contracts Brokers & Dealers (6221) | 204568600 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1506926 | Warren Christopher Calhoun | C/O Gain Capital Holdings, Inc. Bedminster NJ 07921 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-01-19 | 1,221 | $8.37 | 100,538 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |