Filing Details
- Accession Number:
- 0001398344-14-006565
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-23 16:19:53
- Reporting Period:
- 2014-12-19
- Filing Date:
- 2014-12-23
- Accepted Time:
- 2014-12-23 16:19:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
880406 | Herzfeld Caribbean Basin Fund Inc | CUBA | () | 650396889 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1310710 | J Thomas Herzfeld | The Herzfeld Caribbean Basin Fund Inc 119 Washington Avenue, Suite 504 Miami Beach FL 33139 | President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-12-19 | 100,000 | $11.52 | 424,722 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-12-22 | 100,000 | $13.09 | 324,722 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |