Filing Details
- Accession Number:
- 0001127602-14-035897
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-23 14:21:43
- Reporting Period:
- 2014-12-22
- Filing Date:
- 2014-12-23
- Accepted Time:
- 2014-12-23 14:21:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1113169 | Price T Rowe Group Inc | TROW | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 522264646 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1456872 | D Christopher Alderson | 100 E. Pratt Street Baltimore MD 21202 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-12-22 | 10,000 | $0.00 | 95,732 | No | 5 | G | Direct | |
Common Stock | Acquisiton | 2014-12-22 | 81,250 | $32.12 | 176,982 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-12-22 | 81,250 | $86.84 | 95,732 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (Right to Buy) | Disposition | 2014-12-22 | 81,250 | $0.00 | 81,250 | $32.12 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2006-10-03 | 2015-10-03 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 262,000 | Indirect | Spouse |
Footnotes
- The range of prices for this transaction were $86.635 to $87.19. Will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each seperate price.
- 10/03/2005 Grant - The option vests 20% annually over a 5 year period beginning on 10/03/2006.
- As required under the relevant plan and option agreements, the strike price and number of shares subject to outstanding stock options were adjusted by 1.56% on December 13, 2012, the ex-dividend date, as a result of a special dividend that was declared by T. Rowe Price Group, Inc.