Filing Details
- Accession Number:
- 0001140361-14-046249
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-23 13:57:56
- Reporting Period:
- 2014-12-19
- Filing Date:
- 2014-12-23
- Accepted Time:
- 2014-12-23 13:57:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1011509 | Golden Minerals Co | AUMN | Gold And Silver Ores (1040) | 841363747 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1406452 | J Deborah Friedman | 350 Indiana Street Suite 800 Golden CO 80401 | Sr Vp, Gen. Coun. & Corp. Secy | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-12-19 | 21,666 | $0.50 | 196,351 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- These shares were sold pursuant to a 10b5-1 Plan entered into in March 2014 for the purpose of funding tax liabilities associated with the vesting of restricted stock issued pursuant to the Issuer's 2009 Equity Incentive Plan.
- Includes 103,334 shares of restricted common stock that have not yet vested and were granted pursuant to the Issuer's 2009 Equity Incentive Plan.