Filing Details

Accession Number:
0001140361-14-046233
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2014-12-23 12:45:44
Reporting Period:
2014-12-18
Filing Date:
2014-12-23
Accepted Time:
2014-12-23 12:45:44
Original Submission Date:
2014-12-19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
825202 Royce Focus Trust Inc FUND (0) 592876580
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1185838 Whitney W George C/O Royce &Amp; Associates Llc
745 Fifth Ave
New York NY 10151
Vice President Yes Yes Yes Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-12-18 15,000 $7.33 2,238,359 No 4 G Direct
Common Stcok Acquisiton 2014-12-18 26,130 $7.28 2,253,359 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 G Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 976,160 Indirect Held by Spouse
Common Stock 424,912 Indirect Held by Children
Common Stock 145,970 Indirect Held in a Trust
Footnotes
  1. Shares held in The Mallory Descendent's Trust U/T/A DTD 12/13/2013 (the "Trust"). Mr. George serves as trustee of the Trust and, in such capacity, has investment and voting desretion over shares held by the Trust. Mr. George's spouse has a pecuniary interest in the Trust.