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Home > Insider Trading > Filing (0001140361-14-046233)

Filing Details

Accession Number:: 0001140361-14-046233
Form Type:: 4/A
Zero Holdings:: No
Publication Time:: 2014-12-23 12:45:44
Reporting Period:: 2014-12-18

Filing Date:: 2014-12-23
Accepted Time:: 2014-12-23 12:45:44
Original Submission Date:: 2014-12-19
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
825202	Royce Focus Trust Inc	FUND	(0)	592876580

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1185838	Whitney W George	C/O Royce &Amp; Associates Llc 745 Fifth Ave New York NY 10151	Vice President	Yes	Yes	Yes	Yes

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2014-12-18	15,000	$7.33	2,238,359	No	4	G	Direct
Common Stcok	Acquisiton	2014-12-18	26,130	$7.28	2,253,359	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	G	Direct
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	976,160	Indirect	Held by Spouse
Common Stock	424,912	Indirect	Held by Children
Common Stock	145,970	Indirect	Held in a Trust

Footnotes

Shares held in The Mallory Descendent's Trust U/T/A DTD 12/13/2013 (the "Trust"). Mr. George serves as trustee of the Trust and, in such capacity, has investment and voting desretion over shares held by the Trust. Mr. George's spouse has a pecuniary interest in the Trust.