Filing Details
- Accession Number:
- 0001144204-14-075532
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-23 11:42:00
- Reporting Period:
- 2014-11-17
- Filing Date:
- 2014-12-23
- Accepted Time:
- 2014-12-23 11:42:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1216596 | Nortek Inc | NTK | Electric Housewares & Fans (3634) | 050314991 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1601894 | J Timothy Burling | Nortek, Inc. 50 Kennedy Plaza Providence RI US 02903 | Sr Vp Ops Finance | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common | Acquisiton | 2014-11-17 | 2,345 | $35.70 | 15,982 | No | 5 | M | Direct | |
| Common | Disposition | 2014-11-17 | 1,043 | $80.25 | 14,939 | No | 5 | F | Direct | |
| Common | Disposition | 2014-11-17 | 434 | $80.25 | 14,505 | No | 5 | F | Direct | |
| Common | Disposition | 2014-11-18 | 450 | $80.28 | 14,055 | No | 5 | J | Direct | |
| Common | Disposition | 2014-11-24 | 434 | $81.41 | 13,621 | No | 4 | J | Direct | |
| Common | Disposition | 2014-11-26 | 500 | $80.02 | 13,121 | No | 4 | S | Direct | |
| Common | Disposition | 2014-11-26 | 500 | $79.99 | 12,621 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | M | Direct | |
| No | 5 | F | Direct | |
| No | 5 | F | Direct | |
| No | 5 | J | Direct | |
| No | 4 | J | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common | Employee Stock Option (right to buy) | Disposition | 2014-11-17 | 2,345 | $35.70 | 2,345 | $35.70 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 7,039 | 2022-03-01 | No | 4 | M | Direct |
Footnotes
- Transfer of shares pursuant to a domestic relations order.
- Exercise of Options pursuant to a domestic relations order
- The option is exercisable in five equal annual installments. 20% becomes exercisable on each anniversary of the grant date beginning on March 1, 2013.
Billionaire Hedge Funds
