Filing Details

Accession Number:
0001271163-14-000104
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-12-22 18:33:46
Reporting Period:
2014-12-18
Filing Date:
2014-12-22
Accepted Time:
2014-12-22 18:33:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1378701 Gdl Fund GDL.B () 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1185533 J Mario Gabelli C/O Gamco Investors, Inc
One Corporate Center
Rye NY 10580
Yes No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Series B Cumulative Preferred Shares Disposition 2014-12-18 235,148 $50.16 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Series B Cumulative Preferred Shares 25,000 Indirect Trust Account
Footnotes
  1. The shares reported were sold in a private transaction.
  2. The shares reported reflect the total shares owned by a trust account established by Mario J. Gabelli.