Filing Details
- Accession Number:
- 0001181431-14-039457
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-22 18:01:40
- Reporting Period:
- 2014-12-18
- Filing Date:
- 2014-12-22
- Accepted Time:
- 2014-12-22 18:01:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1120193 | Nasdaq Omx Group Inc. | NDAQ | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 521165937 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1240174 | S Edward Knight | One Liberty Plaza New York NY 10006 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Disposition | 2014-12-18 | 18,934 | $47.73 | 73,164 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | $19.75 | 2020-03-04 | 22,059 | 22,059 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $25.07 | 2018-12-17 | 39,458 | 39,458 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $25.28 | 2021-03-28 | 25,496 | 25,496 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $35.92 | 2016-12-13 | 28,801 | 28,801 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $45.38 | 2017-12-12 | 19,555 | 19,555 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2020-03-04 | 22,059 | 22,059 | Direct |
| 2018-12-17 | 39,458 | 39,458 | Direct |
| 2021-03-28 | 25,496 | 25,496 | Direct |
| 2016-12-13 | 28,801 | 28,801 | Direct |
| 2017-12-12 | 19,555 | 19,555 | Direct |
Footnotes
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.
- Represents (i) 24,308 shares of common stock and (ii) 48,856 shares underlying performance share units, of which 34,615 shares are vested.
- Options exercisable.
Billionaire Hedge Funds
