Filing Details

Accession Number:
0001179110-14-018634
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-12-22 17:21:43
Reporting Period:
2014-12-18
Filing Date:
2014-12-22
Accepted Time:
2014-12-22 17:21:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1211351 New York & Company Inc. NWY Retail-Women's Clothing Stores (5621) 331031445
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1465100 Kevin Finnegan 450 W. 33Rd Street
5Th Floor
New York NY 10001
Evp, Global Sales No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-12-18 31,190 $2.48 78,273 No 4 S Direct
Common Stock Disposition 2014-12-19 16,082 $2.39 62,191 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 4,372 Indirect KLF 2004 Grantor Retained Annuity Trust
Footnotes
  1. Includes 14,728 shares of common stock; 2,248 vested deferred stock units; 382 deferred stock units which vest on August 21, 2016; 1,866 deferred stock units which vest on March 13, 2017; 10,000 shares of restricted stock which vest on April 16, 2015; 12,218 shares of restricted stock which vest on August 26, 2016; and 20,749 shares of restricted stock which vest on August 25, 2017.
  2. Represents common stock indirectly beneficially owned through the Kevin L. Finnegan 2004 Grantor Retained Annuity Trust.