Filing Details
- Accession Number:
- 0001206774-14-003626
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-22 17:11:49
- Reporting Period:
- 2014-12-18
- Filing Date:
- 2014-12-22
- Accepted Time:
- 2014-12-22 17:11:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 810136 | Photronics Inc | PLAB | Semiconductors & Related Devices (3674) | 060854886 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1182396 | T Sean Smith | 15 Secor Road Brookfield CT 06804 | Senior Vice President & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-12-18 | 16,050 | $0.76 | 112,931 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2014-12-18 | 16,050 | $8.25 | 96,881 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-12-19 | 6,250 | $0.00 | 103,131 | No | 4 | A | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | S | Direct | |
| No | 4 | A | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Disposition | 2014-12-18 | 16,050 | $0.76 | 16,050 | $0.76 |
| Common Stock | Stock Options (Right to Buy) | Acquisiton | 2014-12-19 | 37,500 | $8.23 | 37,500 | $8.23 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-11-10 | No | 4 | X | Direct | |
| 37,500 | 2024-12-19 | No | 4 | A | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by Mr. Smith.
- Net proceeds of sale to offset a tax liability from restricted stock vesting and to fund children's education.
- The stock options vest 25% over 4 years on the anniversary date of the grant.
Billionaire Hedge Funds
