Filing Details
- Accession Number:
- 0001209191-14-077452
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-22 16:45:32
- Reporting Period:
- 2014-12-18
- Filing Date:
- 2014-12-22
- Accepted Time:
- 2014-12-22 16:45:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1454189 | Auspex Pharmaceuticals Inc. | ASPX | Pharmaceutical Preparations (2834) | 954862842 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1405712 | Cmea Ventures Vii Lp | One Letterman Drive Building C, Suite Cm500 San Francisco CA 94129 | No | No | Yes | No | |
1405972 | Cmea Ventures Vii (Parallel) Lp | One Letterman Drive Building C, Suite Cm500 San Francisco CA 94129 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-12-18 | 190,125 | $50.14 | 3,517,374 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-12-18 | 4,875 | $50.14 | 90,240 | No | 4 | S | Indirect | By: CMEA Ventures VII (Parallel) LP |
Common Stock | Disposition | 2014-12-18 | 297,375 | $0.00 | 3,219,999 | No | 4 | J | Direct | |
Common Stock | Disposition | 2014-12-18 | 7,625 | $0.00 | 82,615 | No | 4 | J | Indirect | By: CMEA Ventures VII (Parallel) LP |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Indirect | By: CMEA Ventures VII (Parallel) LP |
No | 4 | J | Direct | |
No | 4 | J | Indirect | By: CMEA Ventures VII (Parallel) LP |
Footnotes
- CMEA Ventures VII, L.P. made a pro rata distribution for no consideration of an aggregate of 297,375 shares of Common Stock of the Issuer to its general partner and its limited partners on December 18, 2014.
- CMEA Ventures VII (Parallel), L.P. made a pro rata distribution for no consideration of an aggregate of 7,625 shares of Common Stock of the Issuer to its general partner and its limited partners on December 18, 2014.