Filing Details
- Accession Number:
- 0001181431-14-039410
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-22 16:09:28
- Reporting Period:
- 2014-12-18
- Filing Date:
- 2014-12-22
- Accepted Time:
- 2014-12-22 16:09:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 844161 | Cherokee Inc | CHKE | Women's, Misses', And Juniors Outerwear (2330) | 954182437 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1250222 | B Howard Siegel | 5990 Sepulveda Blvd #600 Sherman Oaks CA 91411 | President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-12-18 | 1,001 | $16.08 | 39,719 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-12-18 | 1,001 | $19.70 | 38,718 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-12-19 | 100 | $16.08 | 38,818 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-12-19 | 100 | $19.70 | 38,718 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-12-19 | 1,200 | $16.08 | 39,918 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-12-19 | 1,200 | $19.00 | 38,718 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-12-22 | 12,699 | $16.08 | 51,417 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-12-22 | 12,699 | $18.80 | 38,718 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-12-22 | 16,346 | $16.08 | 55,064 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-12-22 | 16,346 | $18.90 | 38,718 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Option | Disposition | 2014-12-16 | 18,654 | $16.08 | 18,654 | $16.08 |
| Common Stock | Common Stock Option | Disposition | 2014-12-18 | 1,001 | $16.08 | 1,001 | $16.08 |
| Common Stock | Common Stock Option | Disposition | 2014-12-19 | 100 | $16.08 | 100 | $16.08 |
| Common Stock | Common Stock Option | Disposition | 2014-12-19 | 1,200 | $16.08 | 1,200 | $16.08 |
| Common Stock | Common Stock Option | Disposition | 2014-12-22 | 12,699 | $16.08 | 12,699 | $16.08 |
| Common Stock | Common Stock Option | Disposition | 2014-12-22 | 16,346 | $16.08 | 16,346 | $16.08 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 298,346 | 2015-02-01 | No | 4 | M | Direct | |
| 297,345 | 2015-02-01 | No | 4 | M | Direct | |
| 297,245 | 2015-02-01 | No | 4 | M | Direct | |
| 296,045 | 2015-02-01 | No | 4 | M | Direct | |
| 283,346 | 2015-02-01 | No | 4 | M | Direct | |
| 267,000 | 2015-02-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 38,718 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Option | $22.70 | 2009-08-21 | 2015-08-21 | 3,333 | 3,333 | Direct |
| Common Stock | Common Stock Option | $22.70 | 2010-08-21 | 2015-08-21 | 3,333 | 6,666 | Direct |
| Common Stock | Common Stock Option | $22.70 | 2011-08-21 | 2015-08-21 | 3,334 | 10,000 | Direct |
| Common Stock | Common Stock Option | $16.08 | 2011-02-01 | 2015-02-01 | 16,666 | 26,666 | Direct |
| Common Stock | Common Stock Option | $16.08 | 2012-02-01 | 2015-02-01 | 16,667 | 43,333 | Direct |
| Common Stock | Common Stock Option | $16.08 | 2013-02-01 | 2015-02-01 | 16,667 | 60,000 | Direct |
| Common Stock | Common Stock Option | $18.30 | 2011-08-26 | 2017-08-26 | 16,666 | 76,666 | Direct |
| Common Stock | Common Stock Option | $18.30 | 2012-08-26 | 2017-08-26 | 16,667 | 93,333 | Direct |
| Common Stock | Common Stock Option | $18.30 | 2013-08-26 | 2017-08-26 | 16,667 | 110,000 | Direct |
| Common Stock | Common Stock Option | $17.21 | 2012-03-23 | 2018-03-23 | 20,000 | 130,000 | Direct |
| Common Stock | Common Stock Option | $17.21 | 2013-03-23 | 2018-03-23 | 20,000 | 150,000 | Direct |
| Common Stock | Common Stock Option | $17.21 | 2014-03-23 | 2018-03-23 | 20,000 | 170,000 | Direct |
| Common Stock | Common Stock Option | $17.21 | 2015-03-23 | 2018-03-23 | 20,000 | 190,000 | Direct |
| Common Stock | Common Stock Option | $17.21 | 2016-03-23 | 2018-03-23 | 20,000 | 210,000 | Direct |
| Common Stock | Common Stock Option | $13.06 | 2013-06-18 | 2019-06-18 | 20,000 | 230,000 | Direct |
| Common Stock | Common Stock Option | $13.06 | 2014-06-18 | 2019-06-18 | 20,000 | 250,000 | Direct |
| Common Stock | Common Stock Option | $13.06 | 2015-06-18 | 2019-06-18 | 20,000 | 270,000 | Direct |
| Common Stock | Performance Stock Unit | $0.00 | 2016-01-30 | 17,000 | 287,000 | Direct | |
| Common Stock | Common Stock Option | $13.54 | 2015-05-09 | 2021-05-09 | 10,000 | 297,000 | Direct |
| Common Stock | Common Stock Option | $13.54 | 2016-05-09 | 2021-05-09 | 10,000 | 307,000 | Direct |
| Common Stock | Common Stock Option | $13.54 | 2017-05-09 | 2021-05-09 | 10,000 | 317,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2015-08-21 | 3,333 | 3,333 | Direct |
| 2015-08-21 | 3,333 | 6,666 | Direct |
| 2015-08-21 | 3,334 | 10,000 | Direct |
| 2015-02-01 | 16,666 | 26,666 | Direct |
| 2015-02-01 | 16,667 | 43,333 | Direct |
| 2015-02-01 | 16,667 | 60,000 | Direct |
| 2017-08-26 | 16,666 | 76,666 | Direct |
| 2017-08-26 | 16,667 | 93,333 | Direct |
| 2017-08-26 | 16,667 | 110,000 | Direct |
| 2018-03-23 | 20,000 | 130,000 | Direct |
| 2018-03-23 | 20,000 | 150,000 | Direct |
| 2018-03-23 | 20,000 | 170,000 | Direct |
| 2018-03-23 | 20,000 | 190,000 | Direct |
| 2018-03-23 | 20,000 | 210,000 | Direct |
| 2019-06-18 | 20,000 | 230,000 | Direct |
| 2019-06-18 | 20,000 | 250,000 | Direct |
| 2019-06-18 | 20,000 | 270,000 | Direct |
| 2016-01-30 | 17,000 | 287,000 | Direct |
| 2021-05-09 | 10,000 | 297,000 | Direct |
| 2021-05-09 | 10,000 | 307,000 | Direct |
| 2021-05-09 | 10,000 | 317,000 | Direct |
Footnotes
- See previous Form 4.
- The option vested in full on 2/1/2013
- Amounts in Table II reflect cumulative totals and conform comparable amounts in prior Form 4's for the reporting person
- Options were sold on 12/16/2014
Billionaire Hedge Funds
