Filing Details
- Accession Number:
- 0001209191-14-077369
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-22 16:06:59
- Reporting Period:
- 2014-12-19
- Filing Date:
- 2014-12-22
- Accepted Time:
- 2014-12-22 16:06:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1517228 | Commscope Holding Company Inc. | COMM | Radio & Tv Broadcasting & Communications Equipment (3663) | 274332098 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1189817 | A Mark Olson | C/O Commscope Holding Company, Inc., 1100 Commscope Place, Se Hickory NC 28602 | Evp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-12-19 | 7,751 | $5.74 | 17,657 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-12-19 | 7,751 | $22.50 | 9,906 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-12-22 | 2,249 | $5.74 | 12,155 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-12-22 | 2,249 | $22.55 | 9,906 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2014-12-19 | 7,751 | $0.00 | 7,751 | $5.74 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2014-12-22 | 2,249 | $0.00 | 2,249 | $5.74 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
84,893 | 2021-01-26 | No | 4 | M | Direct | |
82,644 | 2021-01-26 | No | 4 | M | Direct |
Footnotes
- The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 5, 2014.
- The price shown is the weighted average price of the shares sold in this transaction. The price range for this transaction is $22.50 to $22.52. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction.
- The price shown is the weighted average price of the shares sold in this transaction. The price range for this transaction is $22.50 to $22.67. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction.
- Includes 33,126 unvested options that vest ratably on each 01/14/15 and 01/14/16, subject to the reporting person's continued service on each vesting date. Per SEC guidance, excludes 55,569 unvested options that are subject to performance-based vesting conditions.