Filing Details
- Accession Number:
- 0001179110-14-018612
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-22 15:27:17
- Reporting Period:
- 2014-12-19
- Filing Date:
- 2014-12-22
- Accepted Time:
- 2014-12-22 15:27:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1025771 | Chase Packaging Corp | CPKA | Agricultural Services (700) | 931216127 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 923415 | J William Barrett | P. O. Box 6199 Fair Haven NJ 07704 | Secretary | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-12-19 | 175,000 | $0.06 | 1,288,560 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 286,345 | Indirect | By spouse |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Series A 10% Convertible Preferred Stock | $0.10 | 3,636,600 | 3,636,600 | Direct | ||
| Common Stock | Series A 10% Convertible Preferred Stock | $0.10 | 663,000 | 663,000 | Indirect | ||
| Common Stock | Warrants | $0.15 | 2015-09-07 | 78,500 | 78,500 | Direct | |
| Common Stock | Warrants | $0.15 | 2015-09-07 | 167,000 | 167,000 | Indirect | |
| Common Stock | Incentive Stock Option | $0.03 | 2018-06-24 | 50,000 | 50,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 3,636,600 | 3,636,600 | Direct | |
| 663,000 | 663,000 | Indirect | |
| 2015-09-07 | 78,500 | 78,500 | Direct |
| 2015-09-07 | 167,000 | 167,000 | Indirect |
| 2018-06-24 | 50,000 | 50,000 | Direct |
Footnotes
- Reporting person disclaims beneficial ownership of shares and warrants owned by spouse.
- Currently exercisable.
- Not applicable.
- Adjusted to reflect the annual 10% stock dividends paid by the Company to all holders of Series A Convertible Preferred Stock on December 1, 2012, December 1, 2013 and December 1, 2014.
Billionaire Hedge Funds
