Filing Details
- Accession Number:
- 0001209191-14-077174
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-19 19:03:34
- Reporting Period:
- 2014-12-18
- Filing Date:
- 2014-12-19
- Accepted Time:
- 2014-12-19 19:03:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 914475 | Neurocrine Biosciences Inc | NBIX | Biological Products, (No Disgnostic Substances) (2836) | 330525145 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1201096 | Charles Kevin Gorman | Neurocrine Biosciences 12780 El Camino Real San Diego CA 92130 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-12-18 | 25,000 | $2.59 | 205,952 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-12-18 | 25,000 | $23.24 | 180,952 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-12-18 | 30,000 | $5.12 | 210,952 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-12-18 | 30,000 | $23.24 | 180,952 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-12-18 | 15,000 | $5.12 | 195,952 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-12-19 | 15,000 | $24.01 | 180,952 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Nonqualified Stock Option | Disposition | 2014-12-18 | 25,000 | $2.59 | 25,000 | $2.59 |
| Common Stock | Incentive Stock Option | Disposition | 2014-12-18 | 15,526 | $5.12 | 15,526 | $5.12 |
| Common Stock | Nonqualified Stock Option | Disposition | 2014-12-18 | 14,474 | $5.12 | 14,474 | $5.12 |
| Common Stock | Incentive Stock Option | Disposition | 2014-12-19 | 15,000 | $5.12 | 15,000 | $5.12 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 160,000 | 2017-05-11 | No | 4 | M | Direct | |
| 29,474 | 2015-02-27 | No | 4 | M | Direct | |
| 15,000 | 2015-02-27 | No | 4 | M | Direct | |
| 0 | 2015-02-27 | No | 4 | M | Direct |
Footnotes
- The option was granted May 11, 2010 and vested in 36 equal monthly installments beginning June 11, 2010.
- The option was granted February 27, 2008 and vested in 36 equal monthly installments beginning March 27, 2008.
- The disposition reported in this Form 4 was effected by a broker pursuant to instructions set forth in a Rule 10b5-1 trading plan adopted by the Reporting Person at least 90 days prior to the transaction date in Box 3 above. Additionally, Issuer policy restricts the Reporting Person from amending, canceling, suspending or otherwise modifying any 10b5-1 trading plan subsequent to adoption of the plan.
- Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.54 to $23.97. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.00 to $24.06. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
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