Filing Details
- Accession Number:
- 0000908662-11-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-21 16:43:22
- Reporting Period:
- 2011-01-19
- Filing Date:
- 2011-01-21
- Accepted Time:
- 2011-01-21 16:43:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
737207 | Marina Biotech Inc. | MRNA | Pharmaceutical Preparations (2834) | 112658569 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1114448 | Ag Novartis | Lichtstrasse 35 Basel V8 4002 | No | No | Yes | No | |
1297709 | Ltd Bioventures Novartis | 131 Front Street Hamilton D0 HM 12 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-01-20 | 100 | $1.45 | 2,810,470 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-01-20 | 4,500 | $1.46 | 2,805,970 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-01-20 | 100 | $1.49 | 2,805,870 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-01-20 | 1,000 | $1.50 | 2,804,870 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- These shares are directly owned by Novartis Bioventures Ltd. Novartis Bioventures Ltd. is a wholly-owned indirect subsidiary of Novartis AG, which is an indirect beneficial owner of the reported securities.
- Transactions continued from the previous Form 4 due to limitations on the number of reportable transactions.