Filing Details

Accession Number:
0001144204-14-075028
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-12-19 16:11:09
Reporting Period:
2014-12-18
Filing Date:
2014-12-19
Accepted Time:
2014-12-19 16:11:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1077183 Neogenomics Inc NEO Services-Testing Laboratories (8734) 742897368
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1627350 H. Robert Horel 12701 Commonwealth Drive Suite 9
Fort Myers FL US 33913
Vice President Andgm Pathlogic No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-12-18 17,893 $1.47 17,893 No 4 M Direct
Common Stock Acquisiton 2014-12-18 5,000 $1.41 22,893 No 4 M Direct
Common Stock Acquisiton 2014-12-18 40,000 $1.43 62,893 No 4 M Direct
Common Stock Disposition 2014-12-18 62,893 $4.20 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Acquisiton 2014-12-18 17,893 $1.47 0 $1.47
Common Stock Stock Option (Right to buy) Acquisiton 2014-12-18 5,000 $1.41 0 $1.41
Common Stock Stock Option (Right to buy) Acquisiton 2014-12-18 40,000 $1.43 0 $1.43
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,107 2006-12-26 2016-12-25 No 4 X Direct
0 2011-03-04 2015-03-04 No 4 X Direct
0 2011-04-20 2015-04-20 No 4 X Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $0.62 2009-12-31 2019-02-02 0 4,000 Direct
Common Stock Stock Option (Right to Buy) $1.47 2007-02-13 2017-02-12 0 500 Direct
Common Stock Stock Option (Right to Buy) $1.45 2012-05-20 2016-05-19 0 50,000 Direct
Common Stock Stock Option (Right to Buy) $1.69 2012-04-12 2017-04-12 0 25,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2019-02-02 0 4,000 Direct
2017-02-12 0 500 Direct
2016-05-19 0 50,000 Direct
2017-04-12 0 25,000 Direct
Footnotes
  1. On December 26, 2006 Mr. Horel was granted 30,000 stock options. There was immediate vesting of 4,000 shares and the remaining shares had a combination of time based and performance based vesting. There were 8,000 shares cancelled from this grant.
  2. On March 4, 2010 Mr. Horel was granted 5,000 stock options. These shares vested ratably over the first two anniversaries of the grant date.
  3. On April 20, 2010 Mr. Horel was granted 40,000 stock options. These shares vested ratably over the first two anniversaries of the grant date.
  4. On February 2, 2009 Mr. Horel was granted 6,000 stock options. These shares had performance based vesting and the first performance milestone was on December 31, 2009. There were 2,000 shares cancelled from this grant because of a missed performance milestone.
  5. On February 13, 2007 Mr. Horel was granted 500 stock options which had immediate vesting.
  6. On May 20, 2011 Mr. Horel was granted 50,000 stock options. These shares vest ratably over the first four anniversaries of the grant date.
  7. On April 12, 2012 Mr. Horel was granted 25,000 stock options. There was immediate vesting of 6,250 shares and then 6,250 shares will vest on each of the first three anniversaries of the grant date.