Filing Details
- Accession Number:
- 0001140361-14-045913
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-19 15:50:41
- Reporting Period:
- 2014-12-18
- Filing Date:
- 2014-12-19
- Accepted Time:
- 2014-12-19 15:50:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1145255 | Hennessy Advisors Inc | HNNA | Investment Advice (6282) | 680176227 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1165093 | Rodger Offenbach | 7250 Redwood Boulevard, Suite 200 Novato CA 94945 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-12-18 | 1,000 | $20.01 | 71,053 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 5,935 | Indirect | By IRA |
Common Stock | 4,247 | Indirect | By Spouse's IRA |