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Home > Insider Trading > Filing (0001181431-14-039259)

Filing Details

Accession Number:: 0001181431-14-039259
Form Type:: 4/A
Zero Holdings:: No
Publication Time:: 2014-12-19 12:05:20
Reporting Period:: 2014-03-26

Filing Date:: 2014-12-19
Accepted Time:: 2014-12-19 12:05:20
Original Submission Date:: 2014-03-27
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1515069	Carroll Bancorp Inc.	CROL	State Commercial Banks (6022)	275463184

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1528259	Todd C. Brown	1321 Liberty Road Sykesville MD 21784		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-03-26	3,477	$16.00	13,939	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	common stock warrants (right to buy)	Acquisiton	2014-03-26	3,477	$0.00	1,738	$16.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
3,477	2014-03-26	2017-03-20	No	4	P	Direct

Footnotes

The reported securities are included within the 3,477 Units purchased by the reporting person pursuant to the Issuer's public rights offering that expired on March 20, 2014. Each Unit consisted of one share of common stock and a warrant to purchase one-half of one share of common stock.