Filing Details
- Accession Number:
- 0001177261-14-000068
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-19 11:33:10
- Reporting Period:
- 2014-12-17
- Filing Date:
- 2014-12-19
- Accepted Time:
- 2014-12-19 11:33:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
936395 | Ciena Corp | CIEN | Telephone & Telegraph Apparatus (3661) | 232725311 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1215181 | Jr E James Moylan | C/O Ciena Corporation 7035 Ridge Rd. Hanover MD 21076-1426 | Svp Finance, Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-12-17 | 41,890 | $0.00 | 407,626 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2014-12-17 | 26,403 | $0.00 | 434,029 | No | 4 | A | Direct | |
Common Stock | Disposition | 2014-12-17 | 1,000 | $18.15 | 433,029 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | S | Direct |
Footnotes
- Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2015.
- Shares reported include unvested Restricted Stock Units (RSUs).
- Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on 12/17/2013 reflecting the achievement of the related performance conditions. These shares vest in equal 1/3 amounts on each December 20, 2014, 2015, and 2016.
- Sales were effected pursuant to Rule 10b5-1 trading plan dated 10/15/14, as amended.