Filing Details

Accession Number:
0001104659-14-087784
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-12-19 10:20:05
Reporting Period:
2014-12-17
Filing Date:
2014-12-19
Accepted Time:
2014-12-19 10:20:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
890465 Nps Pharmaceuticals Inc NPSP Biological Products, (No Disgnostic Substances) (2836) 870439579
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1299691 J Joseph Rogus 550 Hills Drive
Bedminster NJ 07921
Svp Gbl Tech Oper Sup Chn Mgt No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-12-17 5,175 $5.05 25,326 No 4 M Direct
Common Stock Acquisiton 2014-12-17 11,292 $3.34 36,618 No 4 M Direct
Common Stock Disposition 2014-12-17 16,467 $35.00 20,151 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options (right to buy) Disposition 2014-12-17 5,175 $0.00 5,175 $5.05
Common Stock Employee Stock Options (right to buy) Disposition 2014-12-17 11,292 $0.00 26,782 $3.34
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2018-07-15 No 4 M Direct
74,051 2020-02-19 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
  2. On July 15, 2008, the reporting person received a grant of 5,175 stock options under NPS Pharmaceuticals, Inc.'s (the "Issuer") 1998 Stock Option Plan. The options became exercisable based on the following vesting schedule: 28% on the first anniversary of the grant and 2% each month thereafter. As of the date of this filing, all 5,175 stock options have vested.
  3. On February 19, 2010, the reporting person was granted options to purchase shares of common stock under the Issuer's 2005 Omnibus Incentive Plan, which are subject to both performance conditions and time-based vesting. As of the date of this filing, the performance criteria and the time-based criteria for 112,125 of these options has been satisfied. These options vested and became exercisable based on the following vesting schedule: 25% on each of the first four anniversaries of the date of grant.