Filing Details
- Accession Number:
- 0001104659-14-087784
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-19 10:20:05
- Reporting Period:
- 2014-12-17
- Filing Date:
- 2014-12-19
- Accepted Time:
- 2014-12-19 10:20:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
890465 | Nps Pharmaceuticals Inc | NPSP | Biological Products, (No Disgnostic Substances) (2836) | 870439579 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1299691 | J Joseph Rogus | 550 Hills Drive Bedminster NJ 07921 | Svp Gbl Tech Oper Sup Chn Mgt | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-12-17 | 5,175 | $5.05 | 25,326 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-12-17 | 11,292 | $3.34 | 36,618 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-12-17 | 16,467 | $35.00 | 20,151 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options (right to buy) | Disposition | 2014-12-17 | 5,175 | $0.00 | 5,175 | $5.05 |
Common Stock | Employee Stock Options (right to buy) | Disposition | 2014-12-17 | 11,292 | $0.00 | 26,782 | $3.34 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2018-07-15 | No | 4 | M | Direct | |
74,051 | 2020-02-19 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- On July 15, 2008, the reporting person received a grant of 5,175 stock options under NPS Pharmaceuticals, Inc.'s (the "Issuer") 1998 Stock Option Plan. The options became exercisable based on the following vesting schedule: 28% on the first anniversary of the grant and 2% each month thereafter. As of the date of this filing, all 5,175 stock options have vested.
- On February 19, 2010, the reporting person was granted options to purchase shares of common stock under the Issuer's 2005 Omnibus Incentive Plan, which are subject to both performance conditions and time-based vesting. As of the date of this filing, the performance criteria and the time-based criteria for 112,125 of these options has been satisfied. These options vested and became exercisable based on the following vesting schedule: 25% on each of the first four anniversaries of the date of grant.