Filing Details
- Accession Number:
- 0001140361-14-045839
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-19 10:19:46
- Reporting Period:
- 2014-12-17
- Filing Date:
- 2014-12-19
- Accepted Time:
- 2014-12-19 10:19:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 921590 | Valley Financial Corp | VYFC | Savings Institution, Federally Chartered (6035) | 541702380 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1413574 | Grayson Richard Goldsmith | 36 Church Avenue Sw Roanoke VA 24011 | Svp | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-12-17 | 5,000 | $10.25 | 8,870 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-12-17 | 3,000 | $6.00 | 11,870 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-12-17 | 2,400 | $3.05 | 14,270 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-12-17 | 10,400 | $19.80 | 3,870 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-12-17 | 5,000 | $0.00 | 5,000 | $10.25 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-12-17 | 3,000 | $0.00 | 3,000 | $6.00 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-12-17 | 2,400 | $0.00 | 2,400 | $3.05 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-10-25 | No | 4 | M | Direct | |
| 0 | 2018-12-29 | No | 4 | M | Direct | |
| 600 | 2019-12-09 | No | 4 | M | Direct |
Footnotes
- The option, representing a right to purchase a total of 5,000 shares, became exercisable in five installments beginning on October 25, 2008, which was the first anniversary of the date on which the option was granted.
- The option, representing a right to purchase a total of 3,000 shares, became exercisable in five installments beginning on December 30, 2009, which was the first anniversary of the date on which the option was granted.
- The option, representing a right to purchase a total of 3,000 shares, became exercisable in five installments beginning on December 31, 2010.
Billionaire Hedge Funds
