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Home > Insider Trading > Filing (0001181431-14-039253)

Filing Details

Accession Number:: 0001181431-14-039253
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-12-19 08:35:14
Reporting Period:: 2014-12-17

Filing Date:: 2014-12-19
Accepted Time:: 2014-12-19 08:35:14
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1015155	Charles & Colvard Ltd	CTHR	Jewelry, Silverware & Plated Ware (3910)	561928817

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1182567	I Neal Goldman	C/O Charles &Amp; Colvard, Ltd. 170 Southport Drive Morrisville NC 27560		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-12-17	46,182	$1.41	68,806	No	4	P	Direct
Common Stock	Acquisiton	2014-12-18	3,818	$1.46	72,624	No	4	P	Direct
Common Stock	Acquisiton	2014-12-18	16,262	$1.40	88,886	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	70,000	Indirect	By Neal Goldman IRA
Common Stock	250,000	Indirect	By Goldman Partners, LP

Footnotes

Mr. Goldman is a partner with Goldman Partners, LP. Mr. Goldman disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.