Filing Details
- Accession Number:
- 0001190286-14-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-18 18:03:57
- Reporting Period:
- 2014-12-16
- Filing Date:
- 2014-12-18
- Accepted Time:
- 2014-12-18 18:03:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 912463 | Guess Inc | GES | Women's, Misses', Children's & Infants' Undergarments (2340) | 953679695 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1190286 | Alex Yemenidjian | C/O Guess?, Inc. 1444 S. Alameda Street Los Angeles CA 90021 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-12-16 | 15,000 | $18.07 | 76,491 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-12-16 | 15,000 | $19.89 | 61,491 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-12-16 | 24,000 | $7.90 | 85,491 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-12-16 | 24,000 | $19.89 | 61,491 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (right to buy) | Disposition | 2014-12-16 | 15,000 | $0.00 | 15,000 | $18.07 |
| Common Stock | Stock Options (right to buy) | Disposition | 2014-12-16 | 24,000 | $0.00 | 24,000 | $7.90 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-01-03 | No | 4 | M | Direct | |
| 0 | 2015-05-10 | No | 4 | M | Direct |
Footnotes
- The reported price represents the weighted average price for shares sold in multiple transactions ranging from $19.82 to $20.00. The details of the amounts and prices will be provided to the Issuer, any shareholders of the Issuer or the SEC on request.
- The Option vested in four equal installments on each January 3 of 2007, 2008, 2009 and 2010.
- The Option vested in four equal installments on each May 10 of 2006, 2007, 2008 and 2009.
Billionaire Hedge Funds
