Filing Details
- Accession Number:
- 0001437749-14-022310
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-18 17:57:13
- Reporting Period:
- 2014-12-17
- Filing Date:
- 2014-12-18
- Accepted Time:
- 2014-12-18 17:57:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1094831 | Bgc Partners Inc. | BGCP | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 134063515 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1479226 | T Stephen Curwood | C/O Bgc Partners, Inc. 499 Park Avenue New York NY 10022 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock, Par Value $0.01 Per Share | Disposition | 2014-12-17 | 7,600 | $8.86 | 18,740 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- These shares were sold to BGC Partners, Inc. (the "Company") in an exempt transaction pursuant to Rule 16b-3 of the Securities and Exchange Act of 1934, as amended. The sale price per share was the closing price of the Company's Class A Common Stock on the date of sale, December 17, 2014, less 2%.
- Includes 11,713 shares of Class A Common Stock represented by 11,713 restricted stock units ("RSUs") granted under the Company's Long Term Incentive Plan, as amended. Each RSU represents a contingent right to receive one share of Class A Common Stock. Of the 11,713 RSUs, (i) 7,143 RSUs were granted on June 3, 2014, of which 3,572 RSUs will vest on June 3, 2015 and 3,571 RSUs will vest on June 3, 2016; (ii) 4,570 RSUs were granted on June 4, 2013, which will vest on June 4, 2015, all provided that the reporting person continues to serve as a member of the Company's Board of Directors on such dates.