Filing Details
- Accession Number:
- 0001354488-14-006227
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-18 17:36:22
- Reporting Period:
- 2014-12-12
- Filing Date:
- 2014-12-18
- Accepted Time:
- 2014-12-18 17:36:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
843006 | Issuer Direct Corp | ISDR | Commercial Printing (2750) | 261331503 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1493578 | T Wesley Pollard | 500 Perimter Park Drive, Suite D C/O Issuer Direct Corp. Morrisville NC 27560 | Chief Financial Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-12-12 | 3,000 | $9.50 | 81,735 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-12-12 | 5,065 | $2.10 | 86,800 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock Options | Disposition | 2014-12-12 | 5,065 | $2.10 | 5,065 | $2.10 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-12-18 | 2015-08-09 | No | 4 | X | Direct |
Footnotes
- Reporting person executed a cashless exercise of stock options by selling 3,000 shares of common stock at $9.50 per share, and using $10,636.50 of the proceeds to exercise options to purchase 5,065 shares of common stock at $2.10 per share. $7,500 of the proceeds from the sale of the common stock are being used to pay taxes related to the transaction.