Filing Details

Accession Number:
0001354488-14-006227
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-12-18 17:36:22
Reporting Period:
2014-12-12
Filing Date:
2014-12-18
Accepted Time:
2014-12-18 17:36:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
843006 Issuer Direct Corp ISDR Commercial Printing (2750) 261331503
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1493578 T Wesley Pollard 500 Perimter Park Drive, Suite D
C/O Issuer Direct Corp.
Morrisville NC 27560
Chief Financial Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-12-12 3,000 $9.50 81,735 No 4 S Direct
Common Stock Acquisiton 2014-12-12 5,065 $2.10 86,800 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Options Disposition 2014-12-12 5,065 $2.10 5,065 $2.10
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2014-12-18 2015-08-09 No 4 X Direct
Footnotes
  1. Reporting person executed a cashless exercise of stock options by selling 3,000 shares of common stock at $9.50 per share, and using $10,636.50 of the proceeds to exercise options to purchase 5,065 shares of common stock at $2.10 per share. $7,500 of the proceeds from the sale of the common stock are being used to pay taxes related to the transaction.