Filing Details
- Accession Number:
- 0001225033-14-000067
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-18 17:23:32
- Reporting Period:
- 2014-12-18
- Filing Date:
- 2014-12-18
- Accepted Time:
- 2014-12-18 17:23:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 883902 | Nci Building Systems Inc | NCS | Prefabricated Metal Buildings & Components (3448) | 760127701 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1356191 | W Mark Dobbins | 10943 North Sam Houston Parkway West Houston TX 77064 | Pres. Metal Components Div. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 Par Value | Acquisiton | 2014-12-18 | 5,000 | $8.85 | 132,169 | No | 4 | M | Direct | |
| Common Stock, $0.01 Par Value | Disposition | 2014-12-18 | 5,000 | $17.82 | 127,169 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 Par Value | Option to Purchase Common Stock | Disposition | 2014-12-18 | 5,000 | $0.00 | 5,000 | $8.85 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 248,808 | 2019-12-15 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $0.01 Par Value | 12,619 | Indirect | NCI 401(k) Plan. |
Footnotes
- Represents the weighted average selling price for 5,000 shares sold within the range of $17.63 and $17.98. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Holdings calculated as of December 15, 2014.
- The options vested in four equal installments on Dec. 15, 2010, 2011, 2012, and 2013.
Billionaire Hedge Funds
