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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1610532	Hortonworks Inc.	HDP	Services-Prepackaged Software (7372)	371634325

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1626464	Michelangelo Volpi	C/O Hortonworks, Inc. 5470 Great America Parkway Santa Clara CA 95054		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-12-17	45,300	$16.00	56,625	No	4	P	Indirect	By Index Ventures IV (Jersey), L.P.
Common Stock	Acquisiton	2014-12-17	4,300	$16.00	5,374	No	4	P	Indirect	By Index Ventures IV Parallel Entrepreneur Fund (Jersey), L.P.
Common Stock	Acquisiton	2014-12-17	48,978	$16.00	61,223	No	4	P	Indirect	By Index Ventures V (Jersey), L.P.
Common Stock	Acquisiton	2014-12-17	397	$16.00	496	No	4	P	Indirect	By Index Ventures V Parallel Entrepreneur Fund (Jersey), L.P.
Common Stock	Acquisiton	2014-12-17	1,025	$16.00	1,281	No	4	P	Indirect	By: Yucca (Jersey) SLP
Common Stock	Acquisiton	2014-12-17	1,495,800	$0.00	1,552,425	No	4	C	Indirect	By Index Ventures IV (Jersey), L.P.
Common Stock	Acquisiton	2014-12-17	141,981	$0.00	147,355	No	4	C	Indirect	By Index Ventures IV Parallel Entrepreneur Fund (Jersey), L.P.
Common Stock	Acquisiton	2014-12-17	1,617,252	$0.00	1,678,475	No	4	C	Indirect	By Index Ventures V (Jersey), L.P.
Common Stock	Acquisiton	2014-12-17	13,100	$0.00	13,596	No	4	C	Indirect	By Index Ventures V Parallel Entrepreneur Fund (Jersey), L.P.
Common Stock	Acquisiton	2014-12-17	33,843	$0.00	35,124	No	4	C	Indirect	By: Yucca (Jersey) SLP

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By Index Ventures IV (Jersey), L.P.
No	4	P	Indirect	By Index Ventures IV Parallel Entrepreneur Fund (Jersey), L.P.
No	4	P	Indirect	By Index Ventures V (Jersey), L.P.
No	4	P	Indirect	By Index Ventures V Parallel Entrepreneur Fund (Jersey), L.P.
No	4	P	Indirect	By: Yucca (Jersey) SLP
No	4	C	Indirect	By Index Ventures IV (Jersey), L.P.
No	4	C	Indirect	By Index Ventures IV Parallel Entrepreneur Fund (Jersey), L.P.
No	4	C	Indirect	By Index Ventures V (Jersey), L.P.
No	4	C	Indirect	By Index Ventures V Parallel Entrepreneur Fund (Jersey), L.P.
No	4	C	Indirect	By: Yucca (Jersey) SLP

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Series B Convertible Preferred Stock	Disposition	2014-12-17	2,575,816	$0.00	1,287,908	$0.00
Common Stock	Series B Convertible Preferred Stock	Disposition	2014-12-17	244,497	$0.00	122,248	$0.00
Common Stock	Series B Convertible Preferred Stock	Disposition	2014-12-17	2,784,961	$0.00	1,392,480	$0.00
Common Stock	Series B Convertible Preferred Stock	Disposition	2014-12-17	22,560	$0.00	11,280	$0.00
Common Stock	Series B Convertible Preferred Stock	Disposition	2014-12-17	58,283	$0.00	29,141	$0.00
Common Stock	Series C Convertible Preferred Stock	Disposition	2014-12-17	235,921	$0.00	117,960	$0.00
Common Stock	Series C Convertible Preferred Stock	Disposition	2014-12-17	22,394	$0.00	11,197	$0.00
Common Stock	Series C Convertible Preferred Stock	Disposition	2014-12-17	255,077	$0.00	127,538	$0.00
Common Stock	Series C Convertible Preferred Stock	Disposition	2014-12-17	2,067	$0.00	1,033	$0.00
Common Stock	Series C Convertible Preferred Stock	Disposition	2014-12-17	5,338	$0.00	2,668	$0.00
Common Stock	Series D Convertible Preferred Stock	Disposition	2014-12-17	179,864	$0.00	89,932	$0.00
Common Stock	Series D Convertible Preferred Stock	Disposition	2014-12-17	17,073	$0.00	8,536	$0.00
Common Stock	Series D Convertible Preferred Stock	Disposition	2014-12-17	194,468	$0.00	97,234	$0.00
Common Stock	Series D Convertible Preferred Stock	Disposition	2014-12-17	1,575	$0.00	787	$0.00
Common Stock	Series D Convertible Preferred Stock	Disposition	2014-12-17	4,069	$0.00	2,034	$0.00

Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	9,375	Direct

Footnotes

Each share of Series B Convertible Preferred Stock, Series C Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted into Common Stock on a 1-for-2 basis (one share of Common Stock for every two shares of Preferred Stock) immediately prior to the closing of the Issuer's initial public offering of Common Stock and has no expiration date nor conversion price.
The Reporting Person is a partner within the Index Ventures group. Advisors within the Index Ventures group provide advice to Index Ventures IV (Jersey), L.P., Index Ventures IV Parallel Entrepreneur Fund (Jersey), L.P., Index Ventures V (Jersey), L.P., Index Ventures V Parallel Entrepreneur Fund (Jersey), L.P. and Yucca (Jersey) SLP (the "Index Funds"). The Reporting Person is involved in making recommendations to the Index Funds, but does not hold voting or dispositive power over the shares held by the Index Funds. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.