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Filing Details

Accession Number:: 0001209191-14-076641
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-12-18 16:15:47
Reporting Period:: 2014-12-16

Filing Date:: 2014-12-18
Accepted Time:: 2014-12-18 16:15:47
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1571949	Intercontinental Exchange Inc.	ICE	Security & Commodity Brokers, Dealers, Exchanges & Services (6200)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1343882	C Jeffrey Sprecher	2100 Riveredge Parkway Suite 500 Atlanta GA 30328	Chief Executive Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-12-16	8,000	$104.23	279,105	No	4	M	Direct
Common Stock	Disposition	2014-12-16	1,504	$215.38	277,601	No	4	S	Direct
Common Stock	Disposition	2014-12-16	2,619	$216.48	274,982	No	4	S	Direct
Common Stock	Disposition	2014-12-16	3,452	$217.35	271,530	No	4	S	Direct
Common Stock	Disposition	2014-12-16	425	$218.22	271,105	No	4	S	Direct
Common Stock	Disposition	2014-12-16	6,359	$215.44	916,982	No	4	S	Indirect	CPEX
Common Stock	Disposition	2014-12-16	10,469	$216.55	906,513	No	4	S	Indirect	CPEX
Common Stock	Disposition	2014-12-16	11,161	$217.39	895,352	No	4	S	Indirect	CPEX
Common Stock	Disposition	2014-12-16	2,011	$218.23	893,341	No	4	S	Indirect	CPEX
Common Stock	Disposition	2014-12-16	150	$215.59	23,779	No	4	S	Indirect	By spouse
Common Stock	Disposition	2014-12-16	550	$216.66	23,229	No	4	S	Indirect	By spouse
Common Stock	Disposition	2014-12-16	300	$217.79	22,929	No	4	P	Indirect	By spouse

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Indirect	CPEX
No	4	S	Indirect	CPEX
No	4	S	Indirect	CPEX
No	4	S	Indirect	CPEX
No	4	S	Indirect	By spouse
No	4	S	Indirect	By spouse
No	4	P	Indirect	By spouse

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (right to buy) Holding	Disposition	2014-12-16	8,000	$0.00	8,000	$104.23

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
8,802		2016-12-22	No	4	M	Direct

Footnotes

The sales reported in this Form 4 were effected pursuant to a previously announced, pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.
The price range for the aggregate amount sold by the direct holder is $214.8600 - $215.8200. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
The price range for the aggregate amount sold by the direct holder is $215.8700 - $216.8400. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
The price range for the aggregate amount sold by the direct holder is $216.9000 - $217.8900. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
The price range for the aggregate amount sold by the direct holder is $218.0050 - $218.4900. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
The common stock number referred in Table I is an aggregate number and represents 247,603 shares of common stock and 23,502 unvested performance based restricted stock units, for which the performance period has been satisfied. The performance based restricted stock units vest over a three year period, in which 33.33% of the performance based restricted stock units vest each year. The satisfaction of the performance target for the 2014 performance based restricted stock units and the corresponding number of shares of common stock to be issued pursuant to that award will not be determined until February 2015 and will be reported at that time.
The price range for the aggregate amount sold by the direct holder is $214.8900 - $215.8600. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
The price range for the aggregate amount sold by the direct holder is $215.9900 - $216.9800. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
The price range for the aggregate amount sold by the direct holder is $216.9900 - $217.9700. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
The price range for the aggregate amount sold by the direct holder is $217.9900 - $218.7000. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
These shares are beneficially owned directly by Continental Power Exchange, Inc. ("CPEX"). Mr. Sprecher beneficially owns 100% of the equity interest in CPEX directly. Additionally, as previously reported, the reporting person also owns share directly and indirectly own shares that are beneficially owned directly by the reporting person's spouse for which the reporting person disclaims beneficial ownership.
The price range for the aggregate amount sold by the direct holder is $215.0400 - $215.8600. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
As previously reported, the reporting person also indirectly owns 893,341 shares that are beneficially owned directly by CPEX. The reporting person beneficially owns 100% of the equity interest in CPEX. Additionally, as previously reported, the reporting person also beneficially owns shares directly.
The price range for the aggregate amount sold by the direct holder is $216.1800 - $216.9500. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
The price range for the aggregate amount sold by the direct holder is $217.5800 - $217.9700. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
The common stock number referred in Table I is an aggregate number and represents 20,110 shares of common stock and 2,819 unvested performance based restricted stock units, for which the performance period has been satisfied. The performance based restricted stock units vest over a three year period, in which 33.33% of the performance based restricted stock units vest each year. The satisfaction of the performance target for the 2014 performance based restricted stock units and the corresponding number of shares of common stock to be issued pursuant to that award will not be determined until February 2015 and will be reported at that time.
These options are fully vested.