Filing Details
- Accession Number:
- 0000060667-14-000208
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-18 11:15:19
- Reporting Period:
- 2014-12-16
- Filing Date:
- 2014-12-18
- Accepted Time:
- 2014-12-18 11:15:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 60667 | Lowes Companies Inc | LOW | Retail-Lumber & Other Building Materials Dealers (5211) | 560578072 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1609430 | D Richard Maltsbarger | 1000 Lowe'S Boulevard Mooresville NC 28117 | Chief Development Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-12-16 | 6,334 | $38.38 | 44,038 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-12-16 | 6,334 | $64.87 | 37,704 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-12-16 | 11,334 | $28.38 | 49,038 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-12-16 | 11,334 | $64.87 | 37,704 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-12-16 | 7,000 | $25.50 | 44,704 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-12-16 | 7,000 | $64.87 | 37,704 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-12-16 | 7,000 | $0.00 | 7,000 | $25.50 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-12-16 | 11,334 | $0.00 | 11,334 | $28.38 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-12-16 | 6,334 | $0.00 | 6,334 | $38.38 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-03-01 | 2018-03-01 | No | 4 | M | Direct |
| 5,666 | 2019-03-01 | No | 4 | M | Direct | |
| 12,666 | 2023-03-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,738 | Indirect | by 401(k) Plan |
Footnotes
- Direct holdings include 195 shares acquired under the Lowe's Employee Stock Purchase Plan.
- This transaction was executed in multiple trades at prices ranging from $64.85 to $64.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The option vests in three annual installments beginning on March 1, 2013.
- The option vests in three annual installments beginning on March 1, 2014.
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