Filing Details

Accession Number:
0001171843-14-005950
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-12-18 09:59:12
Reporting Period:
2014-12-16
Filing Date:
2014-12-18
Accepted Time:
2014-12-18 09:59:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1590714 Platform Specialty Products Corp PAH Miscellaneous Chemical Products (2890) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
940603 E Martin Franklin C/O Platform Specialty Products Corp.,
5200 Blue Lagoon Drive, Suite 855
Miami FL 33126
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2014-12-17 150,000 $21.31 250,000 No 4 P Direct
Common Stock, Par Value $0.01 Per Share Acquisiton 2014-12-16 100,000 $21.07 100,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share 6,197,142 Indirect By Mariposa Acquisition, LLC
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Series A Preferred Stock, par value $0.01 per share $0.00 1,060,000 1,060,000 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
1,060,000 1,060,000 Indirect
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $20.89 to $21.76, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
  2. The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $20.96 to $21.15, inclusive.
  3. Represents an indirect interest held by Mariposa Acquisition, LLC. Mr. Franklin is the managing member of Mariposa Acquisition, LLC and may be considered to have beneficial ownership of Mariposa Acquisition, LLC's interests in the Issuer. Mr. Franklin disclaims beneficial ownership of any shares in which he does not have a pecuniary interest. Mr. Franklin owns, directly or indirectly, 61.32% of Mariposa Acquisition, LLC.
  4. The Series A Preferred Stock is convertible at any time at the election of the holder, on a one-for-one basis, into shares of Common Stock for no additional consideration. The Series A Preferred Stock shall automatically convert into Common Stock upon the earlier to occur of (i) a change of control of the Issuer or (ii) December 31, 2020 (unless extended in accordance with the terms of the Series A Preferred Stock).