Filing Details
- Accession Number:
- 0001062292-14-000103
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-17 21:29:14
- Reporting Period:
- 2014-12-15
- Filing Date:
- 2014-12-17
- Accepted Time:
- 2014-12-17 21:29:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1062292 | Xo Group Inc. | XOXO | Retail-Nonstore Retailers (5960) | 133895178 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1106199 | David Liu | C/O Xo Group Inc. 195 Broadway, 25Th Floor New York NY 10007 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-12-15 | 62,500 | $0.00 | 795,899 | No | 4 | D | Direct | |
Common Stock | Disposition | 2014-12-15 | 62,500 | $0.00 | 733,399 | No | 4 | D | Direct | |
Common Stock | Disposition | 2014-12-15 | 625 | $0.00 | 732,774 | No | 4 | D | Direct | |
Common Stock | Disposition | 2014-12-15 | 21,667 | $0.00 | 711,107 | No | 4 | D | Direct | |
Common Stock | Acquisiton | 2014-12-15 | 3,836 | $16.74 | 707,271 | No | 4 | F | Direct | |
Common Stock | Disposition | 2014-12-15 | 4,649 | $16.74 | 702,622 | No | 4 | F | Direct | |
Common Stock | Disposition | 2014-12-15 | 3,300 | $16.77 | 699,322 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-12-16 | 3,300 | $16.89 | 696,022 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-12-17 | 3,300 | $16.90 | 692,722 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | D | Direct | |
No | 4 | D | Direct | |
No | 4 | D | Direct | |
No | 4 | D | Direct | |
No | 4 | F | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee stock option (right to buy) | Disposition | 2014-12-15 | 100,000 | $0.00 | 100,000 | $10.28 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | J | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 587,543 | Indirect | By wife |
Common Stock | 118,988 | Indirect | By GRATs |
Footnotes
- As a result of Mr. Liu's resignation as an executive of the Company on December 15, 2014, he voluntarily forfeited 62,500 shares of restricted stock that were granted to him under the Company's 2009 Stock Incentive Plan and were subject to time-based vesting.
- As a result of Mr. Liu's resignation as an executive of the Company on December 15, 2014, he voluntarily forfeited 62,500 shares of restricted stock that were granted to him under the Company's 2009 Stock Incentive Plan and were subject to performance-based vesting.
- As a result of Mr. Liu's resignation as an executive of the Company on December 15, 2014, 625 of the shares of the restricted stock awarded on February 2, 2011 under the Company's 2009 Stock Incentive Plan have been forfeited.
- As a result of Mr. Liu's resignation as an executive of the Company on December 15, 2014, 21,667 of the shares of the restricted stock awarded on March 6, 2013 under the Company's 2009 Stock Incentive Plan have been forfeited.
- Shares withheld in connection with the vesting of 6,875 of the shares of restricted stock that would have vested on February 2, 2015 but were accelerated and vested on the date of resignation.
- Shares withheld in connection with the vesting of 8,333 of the shares of restricted stock that would have vested on March 6, 2015 but were accelerated and vested on the date of resignation.
- As a result of Mr. Liu's resignation as an executive of the Company on December 15, 2014, he voluntarily forfeited the option to purchase 100,000 shares that was granted to him under the Company's 2009 Stock Incentive Plan.