Filing Details
- Accession Number:
- 0001002225-14-000082
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-17 21:21:05
- Reporting Period:
- 2014-12-15
- Filing Date:
- 2014-12-17
- Accepted Time:
- 2014-12-17 21:21:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1002225 | Advent Software Inc | ADVS | Services-Computer Programming Services (7371) | 942901952 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1309147 | Peter David Hess | 600 Townsend Street San Francisco CA 94103 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-12-15 | 7,500 | $7.84 | 166,959 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-12-15 | 1,944 | $30.26 | 165,015 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2014-12-15 | 2,899 | $30.26 | 162,116 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2014-12-15 | 1,000 | $9.57 | 163,116 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-12-15 | 317 | $30.26 | 162,799 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2014-12-15 | 356 | $30.26 | 162,443 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2014-12-17 | 2,984 | $29.12 | 159,459 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights | Disposition | 2014-12-15 | 7,500 | $0.00 | 7,500 | $7.84 |
| Common Stock | Stock Appreciation Rights | Disposition | 2014-12-15 | 1,000 | $0.00 | 1,000 | $9.57 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2007-03-14 | 2016-03-14 | No | 4 | M | Direct |
| 34,000 | 2008-02-14 | 2017-02-14 | No | 4 | M | Direct |
Footnotes
- Transaction pursuant to 10b5-1 plan dated 31 October 2014
- Exercise of stock settled stock appreciation rights (SS-SAR). Securities disposed were rights withheld to satisfy the exercise price obligation.
- Shares traded for taxes. No open market activity.
Billionaire Hedge Funds
