Filing Details

Accession Number:
0001140361-11-003691
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-01-21 14:45:58
Reporting Period:
2011-01-19
Filing Date:
2011-01-21
Accepted Time:
2011-01-21 14:45:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
801898 Joy Global Inc JOYG Mining Machinery & Equip (No Oil & Gas Field Mach & Equip) (3532) 391566457
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1363620 Ii L Edward Doheny 100 E Wisconsin Ave
Suite 2780
Milwaukee WI 53202
Evp No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-01-19 30,000 $66.99 78,042 No 4 M Direct
Common Stock Disposition 2011-01-19 30,000 $92.02 48,042 No 4 S Direct
Common Stock Acquisiton 2011-01-19 20,000 $41.25 60,042 No 4 M Direct
Common Stock Disposition 2011-01-19 20,000 $92.02 48,042 No 4 S Direct
Common Stock Acquisiton 2011-01-19 20,000 $56.87 60,042 No 4 M Direct
Common Stock Disposition 2011-01-19 20,000 $92.02 48,042 No 4 S Direct
Common Stock Acquisiton 2011-01-19 19,994 $21.69 68,036 No 4 M Direct
Common Stock Disposition 2011-01-19 19,994 $92.02 48,042 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2011-01-19 30,000 $0.00 30,000 $66.99
Common Stock Employee Stock Option (right to buy) Disposition 2011-01-19 20,000 $0.00 20,000 $41.25
Common Stock Employee Stock Option (right to buy) Disposition 2011-01-19 20,000 $0.00 20,000 $56.87
Common Stock Employee Stock Option (right to buy) Disposition 2011-01-19 19,994 $0.00 19,994 $21.69
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2009-05-01 2016-05-01 No 4 M Direct
0 2009-11-13 2016-11-13 No 4 M Direct
0 2010-12-03 2017-12-03 No 4 M Direct
21,666 2010-12-08 2018-12-08 No 4 M Direct
Footnotes
  1. The exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 5, 2011.
  2. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 5, 2011.