Filing Details
- Accession Number:
- 0000921895-14-002678
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-17 18:10:54
- Reporting Period:
- 2014-12-15
- Filing Date:
- 2014-12-17
- Accepted Time:
- 2014-12-17 18:10:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1412067 | Oncothyreon Inc. | ONTY | Services-Commercial Physical & Biological Research (8731) | 260868560 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
918923 | P L Fund Value Biotechnology | One Sansome Street 30Th Floor San Francisco CA 94104 | No | No | No | Yes | |
1055947 | P/Il L Partners Bvf | One Sansome Street 30Th Floor San Francisco CA 94104 | No | No | Yes | No | |
1056807 | Bvf Inc/Il | One Sansome Street 30Th Floor San Francisco CA 94104 | No | No | Yes | No | |
1102444 | Biotechnology Value Fund Ii Lp | One Sansome Street 30Th Floor San Francisco CA 94104 | No | No | No | Yes | |
1233840 | N Mark Lampert | One Sansome Street 30Th Floor San Francisco CA 94104 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.0001 Par Value | Acquisiton | 2014-12-15 | 145,515 | $1.88 | 6,264,385 | No | 4 | P | Indirect | By Biotechnology Value Fund, L.P. |
Common Stock, $0.0001 Par Value | Acquisiton | 2014-12-15 | 79,434 | $1.88 | 3,243,096 | No | 4 | P | Indirect | By Biotechnology Value Fund II, L.P. |
Common Stock, $0.0001 Par Value | Acquisiton | 2014-12-17 | 98,298 | $1.73 | 6,362,683 | No | 4 | P | Indirect | By Biotechnology Value Fund, L.P. |
Common Stock, $0.0001 Par Value | Acquisiton | 2014-12-17 | 55,197 | $1.73 | 3,298,293 | No | 4 | P | Indirect | By Biotechnology Value Fund II, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Biotechnology Value Fund, L.P. |
No | 4 | P | Indirect | By Biotechnology Value Fund II, L.P. |
No | 4 | P | Indirect | By Biotechnology Value Fund, L.P. |
No | 4 | P | Indirect | By Biotechnology Value Fund II, L.P. |
Footnotes
- This Form 4 is filed jointly by Biotechnology Value Fund, L.P. ("BVF"), Biotechnology Value Fund II, L.P. ("BVF2"), BVF Partners L.P. ("Partners"), BVF Inc. and Mark N. Lampert. (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock pursuant to Rule 16a-1(a)(1). Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.
- Represents securities owned directly by BVF. As the general partner of BVF, Partners may be deemed to beneficially own the securities owned directly by BVF. As the investment adviser and general partner of Partners, BVF Inc., may be deemed to beneficially own the securities owned directly by BVF. As a director and officer of BVF Inc., Mr. Lampert may be deemed to beneficially own the securities owned directly by BVF.
- Represents securities owned directly by BVF2. As the general partner of BVF2, Partners may be deemed to beneficially own the securities owned directly by BVF2. As the investment adviser and general partner of Partners, BVF Inc., may be deemed to beneficially own the securities owned directly by BVF2. As a director and officer of BVF Inc., Mr. Lampert may be deemed to beneficially own the securities owned directly by BVF2.
- Amount may represent aggregation of daily trade activity. Details regarding individual execution amounts and prices are available upon request.