Filing Details
- Accession Number:
- 0001093557-14-000381
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-17 18:02:31
- Reporting Period:
- 2014-12-15
- Filing Date:
- 2014-12-17
- Accepted Time:
- 2014-12-17 18:02:31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1093557 | Dexcom Inc | DXCM | Surgical & Medical Instruments & Apparatus (3841) | 330857544 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1236388 | H Terrance Gregg | 6340 Sequence Drive San Diego CA 92121 | Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-12-15 | 25,000 | $6.85 | 420,626 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-12-15 | 25,000 | $53.23 | 395,626 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-12-15 | 10,000 | $53.23 | 600,389 | No | 4 | S | Indirect | by Trust |
Common Stock | Disposition | 2014-12-15 | 4,000 | $0.00 | 596,389 | No | 4 | G | Indirect | by Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Indirect | by Trust |
No | 4 | G | Indirect | by Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-12-15 | 25,000 | $53.23 | 25,000 | $6.85 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
355,000 | 2008-06-19 | 2017-06-19 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 11,461 | Indirect | by IRA |
Footnotes
- On December 09, 2013, Mr. Gregg adopted a 10b5-1 Plan. Under this 10b5-1 Plan, Mr. Gregg will sell a limited number of shares to cover the tax liability that accrues upon monthly vesting of restricted stock units previously granted to Mr. Gregg. The shares set forth above were sold pursuant to the 10b5-1 Plan.
- This transaction was executed in multiple trades at prices ranging from $52.43 to $53.85. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- Included in this number are 137,110 unvested restricted stock units granted on March 8, 2014, 5,078 of which shall vest each month through March 8, 2017, and 76,173 unvested restricted stock units granted on March 11, 2013, 5,078 of which shall vest each month through March 11, 2016.
- Included in this number are 15,235 unvested restricted stock units granted on March 8, 2012, 5,078 of which shall vest each month through March 8, 2015.
- This transaction represents a gift of securities made by the reporting person. This is not a market transaction, thus no price has been reported. Transferor retains no beneficial or voting interest in the transferred shares.