Filing Details
- Accession Number:
- 0001209191-14-076403
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-17 17:54:28
- Reporting Period:
- 2014-12-17
- Filing Date:
- 2014-12-17
- Accepted Time:
- 2014-12-17 17:54:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1211759 | Connecture Inc | CNXR | Services-Prepackaged Software (7372) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1239607 | R Jeffrey Jay | 18500 W. Corporate Dr., Ste 250 Brookfield WI 53045 | No | No | Yes | No | |
1281446 | Great Point Partners Llc | 18500 W. Corporate Dr., Ste 250 Brookfield WI 53045 | No | No | Yes | No | |
1349965 | Great Point Partners I Lp | 18500 W. Corporate Dr., Ste 250 Brookfield WI 53045 | No | No | Yes | No | |
1397513 | David Kroin | 18500 W. Corporate Dr., Ste 250 Brookfield WI 53045 | No | No | Yes | No | |
1508954 | Great Point Partners I Gp, Llc | 165 Mason St., 3Rd Floor Greenwich CT 06830 | No | No | Yes | No | |
1627377 | Gpp - Connecture, Llc | 18500 W. Corporate Dr., Ste 250 Brookfield WI 53045 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-12-17 | 5,898,851 | $0.00 | 5,898,851 | No | 4 | C | Indirect | By GPP-Connecture LLC |
Common Stock | Disposition | 2014-12-17 | 395,886 | $8.00 | 5,502,965 | No | 4 | S | Indirect | By GPP-Connecture LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | By GPP-Connecture LLC |
No | 4 | S | Indirect | By GPP-Connecture LLC |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series B Preferred Stock | Disposition | 2014-12-17 | 17,696,553 | $0.00 | 5,898,851 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect |
Footnotes
- The Series B Convertible Preferred Stock converted into common stock on a three-for-one basis and had no expiration date.
- Shares held directly by GPP-Connecture LLC ("GPPC"). Great Point Partners I GP, LLC is the general partner of Great Point Partners I, LP, which is the sole managing member of GPPC. Dr. Jeffrey R. Jay is the senior managing member, and David Kroin is the special managing member, of Great Point Partners LLC, which is the investment manager to Great Point Partners I, L.P. Each of Dr. Jay, Mr. Kroin, Great Point Partners LLC, Great Point Partners I GP, LLC and Great Point Partners I, LP may be deemed to have voting and dispositive power over the shares held by GPPC, and disclaim beneficial ownership of the shares held by GPPC, except to the extent of their pecuniary interest therein.