Filing Details

Accession Number:
0001209191-14-076400
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-12-17 17:49:24
Reporting Period:
2014-12-17
Filing Date:
2014-12-17
Accepted Time:
2014-12-17 17:49:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1211759 Connecture Inc CNXR Services-Prepackaged Software (7372) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1627313 B. Adam Dolder 18500 W. Corporate Dr., Ste. 250
Brookfield WI 53045
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-12-17 5,898,851 $0.00 5,898,851 No 4 C Indirect By GPP-Connecture LLC
Common Stock Disposition 2014-12-17 395,886 $8.00 5,502,965 No 4 S Indirect By GPP-Connecture LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect By GPP-Connecture LLC
No 4 S Indirect By GPP-Connecture LLC
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series B Convertible Preferred Stock Disposition 2014-12-17 17,696,553 $0.00 5,898,851 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
Footnotes
  1. The Series B Convertible Preferred Stock converted into common stock on a three-for-one basis and had no expiration date.
  2. Shares held directly by GPP-Connecture LLC ("GPPC"). Great Point Partners I GP, LLC is the general partner of Great Point Partners I, LP, which is the sole managing member of GPPC. Reporting person is a managing director and a member of the investment committee of Great Point Partners LLC, which is the investment manager to Great Point Partners I, L.P. Reporting person may therefore be deemed to have voting and dispositive power over the shares held by GPPC, and disclaims beneficial ownership of the shares held by GPPC, except to the extent of any pecuniary interest therein.