Filing Details
- Accession Number:
- 0001209191-14-076395
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-17 17:46:13
- Reporting Period:
- 2014-12-17
- Filing Date:
- 2014-12-17
- Accepted Time:
- 2014-12-17 17:46:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1211759 | Connecture Inc | CNXR | Services-Prepackaged Software (7372) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1063221 | P L Associates Venture Ssm | 6075 Poplar Ave., Suite 335 Memphis TN 38119 | No | No | Yes | No | |
1063222 | P L Ii Partners Venture Ssm | 6075 Poplar Ave., Suite 335 Memphis TN 38119 | No | No | Yes | No | |
1135099 | Ssm Corp | 6075 Poplar Ave., Suite 335 Memphis TN 38119 | No | No | Yes | No | |
1221160 | Iii R Wilson Orr | 6075 Poplar Ave., Suite 335 Memphis TN 38119 | No | No | Yes | No | |
1242515 | Jr D James Witherington | 6075 Poplar Ave., Suite 335 Memphis TN 38119 | No | No | Yes | No | |
1627752 | Ssm Ii, L.p. | 6075 Poplar Ave., Suite 335 Memphis TN 38119 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-12-17 | 2,546,728 | $0.00 | 2,546,728 | No | 4 | C | Indirect | By SSM Venture Partners II, L.P. |
Common Stock | Disposition | 2014-12-17 | 170,917 | $8.00 | 2,375,811 | No | 4 | S | Indirect | By SSM Venture Partners II, L.P. |
Common Stock | Acquisiton | 2014-12-17 | 497,478 | $0.00 | 497,478 | No | 4 | C | Indirect | By SSM Venture Associates, L.P. |
Common Stock | Disposition | 2014-12-17 | 33,387 | $8.00 | 464,091 | No | 4 | S | Indirect | By SSM Venture Associates, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | By SSM Venture Partners II, L.P. |
No | 4 | S | Indirect | By SSM Venture Partners II, L.P. |
No | 4 | C | Indirect | By SSM Venture Associates, L.P. |
No | 4 | S | Indirect | By SSM Venture Associates, L.P. |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Convertible Preferred Stock | Disposition | 2014-12-17 | 7,640,186 | $0.00 | 2,546,728 | $0.00 |
Common Stock | Series A Convertible Preferred Stock | Disposition | 2014-12-17 | 1,492,434 | $0.00 | 497,478 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- The Series A Convertible Preferred Stock converted into common stock on a three-for-one basis and had no expiration date.
- Shares held directly by SSM Venture Partners II, L.P. ("SSMVP"). SSM Corporation, the general partner of SSM II, L.P ("SSM II"), which is the general partner of SSMVP, Jim Witherington and Wilson Orr, who are the directors of SSM Corporation, may be deemed to have voting and dispositive power over the shares held by SSMVP and disclaim beneficial ownership of the shares held by SSMVP, except to the extent of their pecuniary interest therein.
- Shares held directly by SSM Venture Associates, L.P. ("SSMVA"). SSM Corporation, the general partner of SSM II, which is the general partner of SSMVA, Jim Witherington and Wilson Orr, who are the directors of SSM Corporation, may be deemed to have voting and dispositive power over the shares held by SSMVA and disclaim beneficial ownership of the shares held by SSMVA, except to the extent of their pecuniary interest therein.