Filing Details

Accession Number:
0001209191-14-076395
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-12-17 17:46:13
Reporting Period:
2014-12-17
Filing Date:
2014-12-17
Accepted Time:
2014-12-17 17:46:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1211759 Connecture Inc CNXR Services-Prepackaged Software (7372) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1063221 P L Associates Venture Ssm 6075 Poplar Ave., Suite 335
Memphis TN 38119
No No Yes No
1063222 P L Ii Partners Venture Ssm 6075 Poplar Ave., Suite 335
Memphis TN 38119
No No Yes No
1135099 Ssm Corp 6075 Poplar Ave., Suite 335
Memphis TN 38119
No No Yes No
1221160 Iii R Wilson Orr 6075 Poplar Ave., Suite 335
Memphis TN 38119
No No Yes No
1242515 Jr D James Witherington 6075 Poplar Ave., Suite 335
Memphis TN 38119
No No Yes No
1627752 Ssm Ii, L.p. 6075 Poplar Ave., Suite 335
Memphis TN 38119
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-12-17 2,546,728 $0.00 2,546,728 No 4 C Indirect By SSM Venture Partners II, L.P.
Common Stock Disposition 2014-12-17 170,917 $8.00 2,375,811 No 4 S Indirect By SSM Venture Partners II, L.P.
Common Stock Acquisiton 2014-12-17 497,478 $0.00 497,478 No 4 C Indirect By SSM Venture Associates, L.P.
Common Stock Disposition 2014-12-17 33,387 $8.00 464,091 No 4 S Indirect By SSM Venture Associates, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect By SSM Venture Partners II, L.P.
No 4 S Indirect By SSM Venture Partners II, L.P.
No 4 C Indirect By SSM Venture Associates, L.P.
No 4 S Indirect By SSM Venture Associates, L.P.
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Convertible Preferred Stock Disposition 2014-12-17 7,640,186 $0.00 2,546,728 $0.00
Common Stock Series A Convertible Preferred Stock Disposition 2014-12-17 1,492,434 $0.00 497,478 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. The Series A Convertible Preferred Stock converted into common stock on a three-for-one basis and had no expiration date.
  2. Shares held directly by SSM Venture Partners II, L.P. ("SSMVP"). SSM Corporation, the general partner of SSM II, L.P ("SSM II"), which is the general partner of SSMVP, Jim Witherington and Wilson Orr, who are the directors of SSM Corporation, may be deemed to have voting and dispositive power over the shares held by SSMVP and disclaim beneficial ownership of the shares held by SSMVP, except to the extent of their pecuniary interest therein.
  3. Shares held directly by SSM Venture Associates, L.P. ("SSMVA"). SSM Corporation, the general partner of SSM II, which is the general partner of SSMVA, Jim Witherington and Wilson Orr, who are the directors of SSM Corporation, may be deemed to have voting and dispositive power over the shares held by SSMVA and disclaim beneficial ownership of the shares held by SSMVA, except to the extent of their pecuniary interest therein.