Filing Details
- Accession Number:
- 0001209191-14-076393
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-17 17:44:53
- Reporting Period:
- 2014-12-17
- Filing Date:
- 2014-12-17
- Accepted Time:
- 2014-12-17 17:44:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1211759 | Connecture Inc | CNXR | Services-Prepackaged Software (7372) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1066868 | Live Oak Equity Partners Lp | 1268 Park Vista Dr. Atlanta GA 30319 | No | No | Yes | No | |
1235689 | Andrew James Gilbert | 1268 Park Vista Dr. Atlanta GA 30319 | No | No | Yes | No | |
1627595 | J. A. Gilbert Gp, Llc | 1268 Park Vista Dr. Atlanta GA 30319 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-12-17 | 1,591,129 | $0.00 | 1,591,129 | No | 4 | C | Indirect | By LiveOak Equity Partners, L.P. |
Common Stock | Disposition | 2014-12-17 | 106,784 | $8.00 | 1,484,345 | No | 4 | S | Indirect | By LiveOak Equity Partners, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | By LiveOak Equity Partners, L.P. |
No | 4 | S | Indirect | By LiveOak Equity Partners, L.P. |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Convertible Preferred Stock | Disposition | 2014-12-17 | 4,773,387 | $0.00 | 1,591,129 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect |
Footnotes
- The Series A Convertible Preferred Stock converted into common stock on a three-for-one basis and had no expiration date.
- Shares held directly by LiveOak Equity Partners, L.P. ("LiveOak"). James A. Gilbert is the managing member of J.A. Gilbert GP LLC, which is the general partner of LiveOak. Each of James A. Gilbert and J.A. Gilbert GP LLC may be deemed to have voting and dispositive power over the shares held by LiveOak, and disclaim beneficial ownership of the shares held by LiveOak, except to the extent of their pecuniary interest therein.