Filing Details
- Accession Number:
- 0001144204-14-074546
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-17 17:34:20
- Reporting Period:
- 2014-12-15
- Filing Date:
- 2014-12-17
- Accepted Time:
- 2014-12-17 17:34:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1499912 | Fxcm Inc. | FXCM | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 273268672 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1571610 | Jr Nicola Santoro | C/O Fxcm Inc 55 Water Street New York NY 10041 | Chief Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2014-12-15 | 10,000 | $13.55 | 10,000 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2014-12-15 | 10,000 | $16.50 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Stock Options (right to buy) | Disposition | 2014-12-15 | 10,000 | $0.00 | 10,000 | $13.55 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
40,000 | 2020-03-08 | No | 4 | M | Direct |
Footnotes
- Represents options to purchase shares of Class A common stock, which will generally vest in equal annual installments over a four-year period beginning on March 8, 2013 (the grant date of the options) and, to the extent vested, generally remain exercisable until the seventh anniversary of the grant date unless the above named individual's employment with FXCM Inc. terminates prior to such date.