Filing Details
- Accession Number:
- 0001144204-14-074543
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-17 17:30:52
- Reporting Period:
- 2014-12-15
- Filing Date:
- 2014-12-17
- Accepted Time:
- 2014-12-17 17:30:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1499912 | Fxcm Inc. | FXCM | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 273268672 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1505055 | S. David Sassoon | C/O Fxcm Inc. 55 Water Street New York NY 10041 | General Counsel & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2014-12-15 | 3,500 | $10.73 | 3,500 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2014-12-15 | 3,500 | $16.64 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Stock Options (right to buy) | Disposition | 2014-12-15 | 3,500 | $0.00 | 3,500 | $10.73 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
9,500 | 2018-08-12 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 500 | Indirect | By D&E Capital Enterprises, LLC |
Footnotes
- This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.64 to $16.66, inclusive. The reporting person undertakes to provide to FXCM Inc., any security holder of FXCM Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
- Shares of Class A common stock held through D&E Capital Enterprises LLC of which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest, if any, therein.
- Represents options to purchase shares of Class A common stock, which will generally vest in equal annual installments over a four-year period that began on August 12, 2011 (the grant date of the options) and, to the extent vested, generally remain exercisable until the seventh anniversary of the grant date unless the reporting person's employment with FXCM Inc. terminates prior to such date.