Filing Details
- Accession Number:
- 0000796343-14-000116
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-17 17:20:17
- Reporting Period:
- 2014-12-15
- Filing Date:
- 2014-12-17
- Accepted Time:
- 2014-12-17 17:20:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 796343 | Adobe Systems Inc | ADBE | Services-Prepackaged Software (7372) | 770019522 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1032856 | E John Warnock | Adobe Systems Incorporated 345 Park Avenue San Jose CA 95110 | Yes | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-12-15 | 25,000 | $35.95 | 43,882 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-12-15 | 25,000 | $42.61 | 68,882 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-12-15 | 25,000 | $37.09 | 93,882 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-12-15 | 75,000 | $75.60 | 18,882 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-12-17 | 1,420 | $0.00 | 723,703 | No | 5 | G | Indirect | by trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 5 | G | Indirect | by trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2014-12-15 | 25,000 | $0.00 | 25,000 | $35.95 |
| Common Stock | Stock Option (right to buy) | Disposition | 2014-12-15 | 25,000 | $0.00 | 25,000 | $42.61 |
| Common Stock | Stock Option (right to buy) | Disposition | 2014-12-15 | 25,000 | $0.00 | 25,000 | $37.09 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-12-15 | 2016-03-29 | No | 4 | M | Direct |
| 0 | 2014-12-15 | 2017-04-06 | No | 4 | M | Direct |
| 0 | 2014-12-15 | 2018-04-10 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $75.20 to $76.02. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
- Bona fide gift of securities by reporting person-no consideration received.
- Shares held by The Warnock Family Trust uad 08/27/12 of which the reporting person is a trustee.
- Options granted March 29, 2006 are fully vested and exercisable.
- Options granted April 6, 2007 are fully vested and exercisable.
- Options granted April 10, 2008 are fully vested and exercisable.
Billionaire Hedge Funds
