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Filing Details

Accession Number:: 0001144204-14-074460
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-12-17 16:08:15
Reporting Period:: 2014-12-15

Filing Date:: 2014-12-17
Accepted Time:: 2014-12-17 16:08:15
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
792130	Datawatch Corp	DWCH	Services-Prepackaged Software (7372)	020405716

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1590079	K Sanjay Mistry	C/O Datawatch Corporation 271 Mill Road, Quorum Office Park Chelmsford MA 01824	Vice President, Controller	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2014-12-15	1,333	$8.59	24,700	No	4	F	Direct
Common Stock	Acquisiton	2014-12-15	10,000	$8.47	34,700	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	F	Direct
No	4	P	Direct

Footnotes

This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person in order to cover taxes due in connection with the vesting of restricted stock units.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.52 to $8.70. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
The reporting person's purchase of Issuer's common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 1,333 shares, with the reporting person's sale of 1,333 shares of DWCH common stock, also on December 15, 2014 and reported herein. The reporting person attempted to set a minimum price limit on the purchase order to prevent the realization of a short swing profit from the matching transaction, but was unsuccessful in setting the limit and a short swing profit of $198.35 was realized. The reporting person has agreed in writing with the Issuer to pay to the Issuer $198.35, representing the full amount of the profit realized from the matching transactions, and has made such payment prior to the filing of this Form.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.43 to $8.50. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within this range.