Filing Details
- Accession Number:
- 0001140361-14-045606
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2014-12-17 16:03:38
- Reporting Period:
- 2014-05-15
- Filing Date:
- 2014-12-17
- Accepted Time:
- 2014-12-17 16:03:38
- Original Submission Date:
- 2014-05-19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1505732 | Bankwell Financial Group Inc. | BWFG | State Commercial Banks (6022) | 208251355 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1607699 | J William Fitzpatrick | C/O Bankwell Financial Group, Inc. 220 Elm Street New Canaan CT 06840 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-05-15 | 1,500 | $18.00 | 1,500 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-05-15 | 711 | $18.00 | 711 | No | 4 | P | Indirect | Deferred Compensation Plan |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Indirect | Deferred Compensation Plan |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 5,000 | Direct | |
Common Stock | 400 | Direct |
Footnotes
- 400 shares of restricted stock granted pursuant to the 2012 BNC Financial Group, Inc. Stock Plan and will vest in four equal annual installments of 25%, with the first installment to vest on November 5, 2014 and an additional 25% to vest on each annual anniversary of the grant date thereafter.
- 572 Shares were incorrectly reported to be held in the Deferred Compensation Plan on the previous Section 16 filing. The correct number of Shares held in the Deferred Compensation Plan are 711 Shares.