Home > Insider Trading > Filing (0001054374-14-000181)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1054374	Broadcom Corp	BRCM	Semiconductors & Related Devices (3674)	330480482

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1185813	A Daniel Marotta	5300 California Avenue Irvine CA 92617	Evp & Gm, Broadband & Conn Grp	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2014-12-15	17,187	$29.39	373,408	No	4	M	Direct
Class A Common Stock	Acquisiton	2014-12-15	16,756	$23.17	390,164	No	4	M	Direct
Class A Common Stock	Acquisiton	2014-12-15	4,593	$27.74	394,757	No	4	M	Direct
Class A Common Stock	Disposition	2014-12-15	37,836	$42.29	356,921	No	4	S	Direct
Class A Common Stock	Disposition	2014-12-15	700	$42.90	356,221	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Employee stock option (right to buy)	Disposition	2014-12-15	17,187	$0.00	17,187	$29.39
Class A Common Stock	Employee stock option (right to buy)	Disposition	2014-12-15	16,756	$0.00	16,756	$23.17
Class A Common Stock	Employee stock option (right to buy)	Disposition	2014-12-15	4,593	$0.00	4,593	$27.74

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
17,187	2020-02-04	No	4	M	Direct
16,756	2019-04-27	No	4	M	Direct
4,593	2018-04-23	No	4	M	Direct

Footnotes

The shares covered by this Form 4 are being sold pursuant to a Rule 10b5-1 Sales Plan, which is intended to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
Such transaction was executed in multiple trades at prices ranging from $41.80 to $42.78. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Such transaction was executed in multiple trades at prices ranging from $42.86 to $42.92. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Includes (i) 78,017 shares that are held as Class A common stock and (ii) 278,204 shares in the form of restricted stock units that will entitle the Reporting Person to receive one share of Class A common stock per restricted stock unit.
All shares subject to such option are fully vested and immediately exercisable.