Filing Details
- Accession Number:
- 0000855658-14-000198
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-17 14:41:25
- Reporting Period:
- 2014-12-15
- Filing Date:
- 2014-12-17
- Accepted Time:
- 2014-12-17 14:41:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 855658 | Lattice Semiconductor Corp | LSCC | Semiconductors & Related Devices (3674) | 930835214 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1232558 | S Patrick Jones | 5555 N.e. Moore Ct. Hillsboro OR 97124 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-12-15 | 4,500 | $4.50 | 62,806 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-12-15 | 9,000 | $4.56 | 71,806 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-12-15 | 4,500 | $6.22 | 67,306 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-12-15 | 9,000 | $6.22 | 58,306 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-12-15 | 4,500 | $0.00 | 4,500 | $4.50 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-12-15 | 9,000 | $0.00 | 9,000 | $4.56 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2005-08-01 | 2015-02-01 | No | 4 | M | Direct |
| 0 | 2008-11-09 | 2015-08-09 | No | 4 | M | Direct |
Footnotes
- The transaction indicated was conducted under an approved 10b5-1 Plan.
- The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $6.11 to $6.36.
- This option to purchase shares of common stock vests as follows: 12.5% of the total amount vests on 8/1/2005 and an additional 6.25% of the total amount vests each three months thereafter until fully vested on 2/1/2009.
- This option to purchase shares of common stock vests as follows: 50% of the total amount of shares subject to the option vest on 5/9/09 and 50% of the total amount of shares subject to the option vest on 8/9/09.
Billionaire Hedge Funds
