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Home > Insider Trading > Filing (0001140361-14-045539)

Filing Details

Accession Number:: 0001140361-14-045539
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-12-17 10:57:39
Reporting Period:: 2014-12-15

Filing Date:: 2014-12-17
Accepted Time:: 2014-12-17 10:57:39
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
17313	Capital Southwest Corp	CSWC	()	751072796

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1391130	Duane Thomas Morgan	C/O Capital Southwest Corporation 5400 Lyndon B. Johnson Freeway Ste 1300 Dallas TX 75240		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-12-15	1,250	$39.71	1,250	No	4	P	Indirect	By Morgan Family Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By Morgan Family Trust

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	1,000	Direct

Footnotes

On August 16, 2013, the common stock of Capital Southwest Corporation split four-for-one, resulting in the reporting person's ownership of 750 additional shares of common stock.