Filing Details
- Accession Number:
- 0001209191-14-076155
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-12-17 10:46:46
- Reporting Period:
- 2014-11-20
- Filing Date:
- 2014-12-17
- Accepted Time:
- 2014-12-17 10:46:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 713676 | Pnc Financial Services Group Inc. | PNC | National Commercial Banks (6021) | 251435979 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1545368 | F Neil Hall | One Pnc Plaza 249 Fifth Ave Pittsburgh PA 15222 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| $5 Par Common Stock | Disposition | 2014-11-20 | 2,000 | $0.00 | 26,517 | No | 5 | G | Direct | |
| $5 Par Common Stock | Acquisiton | 2014-12-15 | 44,000 | $57.21 | 70,517 | No | 4 | M | Direct | |
| $5 Par Common Stock | Disposition | 2014-12-15 | 44,000 | $88.12 | 26,517 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| $5 Par Common Stock | Employee Stock Option (Right-to-Buy) | Disposition | 2014-12-15 | 44,000 | $0.00 | 44,000 | $57.21 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-01-22 | 2018-01-22 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| $5 Par Common Stock | 7,073 | Indirect | 401(k) Plan |
Footnotes
- Sale of shares effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 10, 2014.
- Represents the weighted average price of shares sold in multiple transactions with prices ranging from $88.0170 to $88.2659. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price.
- Includes an aggregate of 32 shares acquired by the reporting person through dividend reinvestment under the Issuer's Dividend Reinvestment and Stock Purchase Plan subsequent to the date of the reporting person's most recent filing on Form 4.
- The amount of securities beneficially owned represents the number of shares of common stock indirectly held for the account of the reporting person under The PNC Financial Services Group, Inc. ("PNC") Incentive Savings Plan (the "ISP"). Shares of PNC common stock are not directly allocated to ISP participants, but instead are held in a unitized fund, approximately 98% of which consists of PNC common stock, and the remainder of which is invested in a money market fund. The amount of securities beneficially owned reflects 117 shares indirectly acquired for the account of the reporting person under the ISP in transactions exempt from reporting under Rule 16a-3(f)(1)(i)(B) that occurred subsequent to the date of the reporting person's most recent filing on Form 4 providing Table I information. The percentage of assets in the unitized fund investment option that are deemed to be invested in PNC common stock may vary from time to time.
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